prema kr thiele

PREMA K.R. THIELE
Associée
T 416.367.6082
F 416.361.7086
Toronto
[email protected]
Fonds d’actions de sociétés fermées, fonds spéculatifs
et fonds d’investissement alternatifs
FNB, produits structurés et fonds d'investissement à
capital fixe
Gestion des investissements
Réglementation et conformité des personnes inscrites
(valeurs mobilières)
Fusions et acquisitions
Formation / Admission au Barreau
EXECUTIVE SUMMARY
LLB (with Distinction), University of
Saskatchewan, 1990
Prema Thiele is a partner in the Toronto office of Borden Ladner Gervais LLP. She
practises corporate and commercial law, including securities law, insurance business
law, and mergers and acquisitions. Prema is the Toronto Representative on BLG’s
national Professional Committee (which administers BLG’s Professional Excellence
Program).
B.Comm. (with Distinction), University
of Saskatchewan, 1990
Ontario, 1992
Activités professionnelles
Appointed by Ontario Securities
Commission as member of Ontario
Securities Commission Registrant
Advisory Committee
Member, Investment Funds Institute
of Canada, NI 31-103 Task Force
Prema is a leading practitioner in the investment management industry, and represents
several Canadian and non-Canadian capital markets participants on ongoing legal and
compliance issues in respect of the provision of services, the distribution of securities
and the establishment, operation and administration of investment products in Canada.
Prema is a native of Saskatoon, Saskatchewan.
REPRESENTATIVE WORK

Advised and prepared applications on behalf of several non-Canadian
and domestic investment advisers, dealers and fund managers in respect
of carrying on business in Canada and registration under provincial
securities legislation, as well in respect of maintaining membership with
various self-regulatory organizations (SROs).

Conducted independent audits of and advised and trained securities
registrants on designing and assessing governance structures and
compliance procedures, and strengthening compliance capability,
including anti-money laundering compliance.

Advises on pooled fund products, private placement of non-Canadian
investment funds (including hedge funds) and investment management
structuring issues.

Acted on numerous acquisitions in a variety of areas, including those
involving the acquisition of advisers, dealers, fund managers, insurers,
and insurance brokers, and those in the building products manufacturing,
funeral services and automotive industries.

Provides ongoing legal advice in respect of insurance regulatory and
corporate governance issues to several insurers and insurance brokers,
Member, Ontario Bar Association
Member, Toronto Region Board of
Trade
Member, The National Club
Activités communautaires
Member of the Executive of the
Humber Valley Hockey Association
General Manager of a Royal York
Baseball League Team
Avocats | Agents de brevets et de marques de commerce
© 2016 Borden Ladner Gervais
S.E.N.C.R.L., S.R.L.
(«BLG»). Tous droits réservés
as well as to a Canadian chartered bank in respect of its insurance
operations, which has included advising on designing and marketing of
insurance programs.
PUBLICATIONS & PRESENTATIONS

Frequent presenter at securities and capital markets industry
conferences. Recent conferences include :

Co-Chair and Presenter, Securities Superconference, The Canadian
Institute, October 2012.

Presenter, Compliance Forum, Portfolio Management Association of
Canada, September 2012.

Presenter, Annual Portfolio Manager Strategies Summit, Strategy
Institute, June 2012.

Presenter, Association of Canadian Compliance Professionals Annual
Conference, May 2012.

Co-Chair and Presenter, Registrant Regulation Summit, Strategy
Institute, March 2012.
RANKINGS & RECOGNITIONS

Recognized in the 2016 edition of Chambers Canada — Canada's
Leading Lawyers for Business (Investment Funds) (Band 3).

Selected by peers for inclusion in the 2016 edition (and since 2011) of
The Best Lawyers in Canada® (Mutual Funds Law, Securities Law).

Recognized in the 2016, 2015, 2014 and 2013 edition of The Canadian
Legal Lexpert® Directory (Investment Funds & Asset Management).

Recognized by The Best Lawyers in Canada® as the 2011 Toronto
Mutual Funds Lawyer of the Year.
À PROPOS DE BORDEN LADNER GERVAIS S.E.N.C.R.L., S.R.L
Borden Ladner Gervais S.E.N.C.R.L., S.R.L. (BLG) est un grand cabinet juridique canadien
qui offre à ses clients une gamme complète de services, principalement en droit des
affaires, litige commercial et arbitrage ainsi que propriété intellectuelle. BLG est l’un des
premiers cabinets juridiques en importance au pays; il compte plus de 725 avocats,
agents de propriété intellectuelle et autres professionnels dans 5 grandes villes du
Canada. BLG répond aux besoins de ses clients, que ce soit en matière de litige, de
financement ou d’enregistrement de brevets et de marques de commerce.
Avocats | Agents de brevets et de marques de commerce
© 2016 Borden Ladner Gervais
S.E.N.C.R.L., S.R.L.
(«BLG»). Tous droits réservés