Fund Managers Approved

Transcription

Conventions de garde
Gestionnaires de fonds approuvés au Decembre 31, 2014
Gestionnaires de fonds
Pays
Type de Produits
Fonds visé par la convention
1
Aberdeen Global Services S.A.
Aberdeen Global Funds
Aberdeen Global II Funds
Outre-mer
Mutual Fund
2
Acernis Capital Management Inc.
Acernis Funds (Class A Units & Class F Units)
Canada
Unit Trust
3
Acker Finley Asset Management Inc.
QSATM Funds
Canada
Mutual Fund
4
ACM Advisors Ltd.
ACM Commercial Mortgage Fund
Canada
Mortgage Investment Fund
5
Acorn Global Investments Inc.
Acorn Global Investments Inc.
Canada
Hedge Fund
6
Addenda Capital Inc.
Addenda Pooled Funds
Canada
Pooled Fund
7
AEGON Fund Management Inc.
Canada
Mutual Fund
8
AGF Investments Inc.
AGF Pooled funds
Canada
Mutual Fund / Pooled Fund
Acuity family of mutual funds
AGF Elements family of mutual funds
Harmony family of mutual funds
AGF family of mutual funds
Acuity Pooled funds
9
AHF Capital Partners Inc.
AHF Credit Opportunities Fund - Series A, F and I
Canada
Mutual Fund/Hedge Fund/Pooled Fund
10
Aldergrove Credit Union
Canada
GIC's
11
Alignvest Capital Management Inc.
Alignvest Opportunities Fund Trust
Canada
Hedge Fund
Alignvest Income Fund Trust
12
AlphaNorth Asset Management
Canada
Mutual Fund
13
AMI Partners Inc.
Canada
Mutual Fund
14
Antares Investment Management, Inc.
Canada
Pooled Fund
15
Arrow Capital Management Inc.
Canada
Hedge Fund
16
Artemis Investment Management Limited
Robson Alpha Scout Fund
Canada
Mutual Fund / Limited Partnership
Gestionnaires de fonds approuvés par nom
Page 1 de 21
Pays
Type de Produits
Alpha Scout Fund and RSP Fund
17
Aston Hill Asset Management Inc.
Canada
Mutual Funds / Hedge Funds / LSF's
18
ATB Investment Management Inc.
Canada
Mutual Fund
19
Aurion Capital Management Inc.
Canada
Pooled Fund
20
Auspice Capital Advisors Ltd.
Auspice Diversified Trust
Canada
Mutual Fund Trust
21
Aventine Management Group Inc.
Aventine Canadian Equity Fund
BTH Tactical Growth Fund
Canada
Mutual Fund
22
Canada
B.E.S.T Investment Counsel Limited
The Business, Engineering, Science & Technology Discoveries Fund Inc.
B.E.S.T. Active 365 Fund LP
Mutual Fund
23
B2B Bank
Canada
GIC's / Investment Savings Accounts
24
Bank of America, National Association (Canada Branch)
Canada
GIC's
25
Bank of Canada
Canada
Other
26
Bank of Montreal
Canada
GIC's
27
Bank of Montreal Mortgage Corp.
Canada
GIC's
28
Bank of Nova Scotia
National Trust Company / Victoria&Grey MortgageCorp.
Canada
GIC's
B.E.S.T. Total Return Fund Inc.
Montreal Trust Company of Canada
Scotia Mortgage Corporation
Bank of Nova Scotia
29
Barometer Capital Management Inc.
Canada
30
Bellwether Investment Management Inc.
Bellwether US Stock Fund
Canada
Pooled Fund
Bellwether Canadian Performance Fund
Bellwether Canadian Stock Fund
31
Beutel Goodman & Company Ltd
Canada
Mutual Fund/Pooled Fund/Seg Fund
32
BirchLeaf Investments Inc.
BirchLeaf Growth Fund
Canada
Pooled Fund
33
BlackBridge Capital Management Corp.
Canada
Mutual Fund
34
Blackheath Fund Management Inc.
Blackheath
Canada
Mutual Fund
35
BlackRock (Channel Islands) Limited
BlackRock International Gold and General Fund
Outre-mer
Mutual Fund
36
BlackRock (Luxembourg) SA
Outre-mer
Mutual Fund
Page 2 de 21
Pays
Type de Produits
BlackRock Global Funds
37
BlackRock Asset Management Canada Limited
BlackRock Asset Management Canada Limited
Canada
Mutual Fund
38
Blumont Capital Corp.
Northern Rivers Capital Mgmt. family of funds
Blumont family of funds
Canada
39
BMO Harris Investment Management Inc.
Canada
Mutual Fund
40
BMO Investments Inc. / BMO Investissements Inc.
BMO Mutual Funds
BMO Guardian Funds
Canada
Exemplar Portfolios Ltd.
BMO China A-Share Fund
41
BMO Life Assurance Company
BMO Guaranteed Investment Funds
Canada
Segregated Fund
42
BMO Nesbitt Burns Inc.
BMO Nesbitt Burns Group of Funds
Canada
Mutual Fund / Linked Notes
43
BMO Trust Company
Advisor's Advantage Trust
Canada
GIC's
44
BNP Paribas (Canada)
Canada
Linked Notes
45
BNP Paribas Investment Partners Canada Ltd.
Canada
Mutual Fund
46
BNY Mellon Global Management Ltd.
Universal Liquidity Funds PLC
Outre-mer
Mutual Fund
47
Brandes Investment Partners & Co.
Canada
Mutual Fund
48
Brickburn Asset Management Inc.
Dominion Equity Resource Growth Fund
Brickburn family of mutual funds
Canada
Mutual Fund
49
BridgingFinance Inc.
Canada
Pooled Fund
50
Bristol Gate Capital Partners Inc.
Bristol Gate U.S. Equity Fund LP
Canada
51
Broadview Capital Management Inc.
Broadview Dark Horse LP
Canada
Limited Partnership
52
Brompton Funds Limited
Canada
Mutual Fund
53
Brookfield Investment Management (Canada) Inc.
Canada
Pooled Fund
54
Brookfield Soundvest Capital Management Ltd.
Soundvest North American Opportunity Pool
Canada
Pooled Fund
55
BT Global Growth Inc.
BT Global Growth Fund L.P.
Canada
Hedge Fund
56
Bull Capital Management Inc.
Balanced Class Shares
Canada
Pooled Fund
BNY Mellon Global Management Ltd. family of funds
EFG Private Portfolio Series ING
Page 3 de 21
Pays
Type de Produits
Global Equity Class Shares
Canadian Equity Class Shares
57
Bullion Management Services Inc.
Canada
Mutual Fund
58
Burgundy Asset Management Ltd.
Canada
Mutual Fund
59
C.I. Investments Inc.
Castlerock Investments Corp. family of funds
Lakeview Asset Management family of funds
Canada
Mutual Fund / Segregated Fund
Canada
Mutual Fund
KBSH Capital Management Inc. family of funds
United Financial Management Ltd. family of funds
Optima Strategy Pools
Artisan Portfolios
Includes Synergy Asset Management
60
CADO Investment Fund Management Inc.
Maple Leaf Income Class
Maple Leaf Resources Class
61
Caldwell Investment Management Ltd.
Canada
Mutual Fund
62
Canada Life Assurance Company (The)
Canada
Segregated Fund
63
Canadian Tire Bank
Canadian Tire Bank
Canada
GIC's
64
Canadian Western Bank
Canada
GIC's
65
Canadian Western Trust
Canada
Mutual Fund / GIC's
66
Canoe Financial LP
Enervest Oil Sand Total Return Trust
Canada
Mutual Fund
Enervest Natural Resources Fund
Enervest Diversified Income Trust
67
Canso Fund Management Ltd.
Canada
Mutual Fund
68
Capital International Asset Management Inc. (Canada) Inc.
Canada
Mutual Fund
69
Celernus Investment Partners Inc.
Celernus Mortgage and Income Trust Fund
Celernus Absolute Growth Fund
Canada
Hedge Fund
70
Centurion Apartment REIT Management Inc.
Canada
REIT
71
CFF Bank
Canada
GIC's
72
CGOV Asset Management
Canada
Pooled Fund
73
CGS Asset Management Ltd.
CGS Resource Fund Ltd.
Canada
Mutual Fund
74
Chou Associates Management Inc.
Canada
Mutual Fund
75
CIBC
Canada
Mutual Fund / GIC's / Linked Notes
Page 4 de 21
Pays
Type de Produits
76
CIBC Asset Management Inc.
Canada
77
CIBC Investor Network
CIBC Mortgages Inc.
CIBC Trust Corporation
Canada
GIC's
CIBC Mortgages Inc. (FLT)
Services Hypothecaires CIBC Inc.
CIBC
78
Coast Capital Savings Credit Union
Surrey Metro Savings Union
Canada
GIC's
79
Coastal Community Credit Union
Canada
GIC's
80
Community Trust Company Ltd.
Canada
GIC's
81
Concentra Financial Services Association
Canada
GIC's
82
Connor, Clark & Lunn Capital Markets Inc.
Canada
Mutual Fund
83
Connor, Clark & Lunn Funds Inc.
CC&L fund family
Canada
Mutual Fund
84
Connor, Clark & Lunn Private Capital Ltd.
Canada
Mutual Fund
85
Cornerstone Investment Counsel Ltd.
Blueprint Global Strategies Pool
Canada
Pooled Fund
86
Cortland Credit Group Inc.
Cortland Credit Strategies L.P.
Canada
Limited Partnership
87
Cote 100 Inc.
Canada
Mutual Fund
88
Counsel Portfolio Services Inc.
Canada
Mutual Fund
89
Covenant Capital Management Inc.
Canada
Pooled Fund
90
Covington Capital Corporation
Covington Funds
Canada
Labor Sponsored Fund
91
CQI Capital Management L.P.
Genesis Partners Fund LP
Canada
Mutual Fund
CQI Income Opportunities Fund
CQI Equity Opportunities Fund I
CQI Equity Opportunities Fund II
92
Credit Suisse AG
Outre-mer
Linked Notes
93
Credit Suisse Inc.
GAF International Fund
Canada
Mutual Fund
94
Crystal Wealth Management System Ltd.
Canada
Mutual Fund
95
Crystalline Mgt Inc. / Gestion Cristallin Inc.
Canada
Hedge Fund
Page 5 de 21
Pays
Type de Produits
96
Cypress Capital Management Ltd.
Canada
Pooled Fund
97
Davis-Rea Ltd. / Davis-Rea Ltee.
Canada
98
Deans Knight Capital Management Ltd.
Deans Knight Income Fund
Canada
Pooled Fund / Segregated Funds
Canada
Mutual Fund
Deans Knight Equity Growth Fund
Deans Knight Capital Pool Funds
Deans Knight Equity Growth Fund II
99
Delbrook Capital Advisors Inc.
Delbrook Resource Opportunities Fund
100 Desjard. Cais. of Québec & Fédér. des Cais. Desjard. du Québec Canada
GIC's
101 Desjardins Financial Security Life Assurance Co.
Canada
Segregated Funds / GIC's / Other
102 Desjardins Global Asset Management Inc.
Canada
Mutual Fund / Segregated Fund / GIC's
103 Desjardins Trust Inc.
Maestral Funds
Canada
Mutual Fund
104 Di Tomasso Group Inc.
The Di-Tomasso Equilibrium Fund
Canada
Pooled Fund
105 Difference Capital Management Inc.
Canada
Hedge Fund
106 Dimensional Fund Advisors Canada ULC.
Canada
Mutual Fund
107 Discovery Capital Management Corp.
Canada
Mutual Fund
108 Dixon Mitchell Investment Counsel Inc.
Dixon Mitchell Small Cap Fund
Canada
Mutual Fund
109 Donville Kent Asset Management Inc.
Donville Kent Asset Management
Canada
Limited Partnership
110 Duncan Ross Associates Ltd.
Canada
Mutual Fund
111 Dundee Bank of Canada
Canada
Investment Savings Account / GIC's
112 East West Investment Management Corporation
East West Canada Fund LP
Canada
Limited Partnership
113 EdgeHill Partners
EdgeHill Quantitative Proprietary Strategies Fund (Canada)
Canada
Hedge Fund
114 EdgePoint Wealth Management Inc.
Edgepoint family of mutual funds
Canada
Mutual Fund
115 Educators Financial Group Inc.
Canada
Mutual Fund
116 Effort Trust Company (The)
Canada
GIC's
117 Empire Life Insurance Company
Segregated Funds
Canada
Segregated Fund
Interest investment options provided within an insurance contract
Page 6 de 21
Pays
Type de Produits
118 Empire Life Investments Inc.
Empire Life
Canada
Mutual Fund
119 EnTrust Focus Partners LP
EnTrust 49 Focus Fund
Canada
Unit Trust
120 Epic Capital Management Inc.
Canada
Pooled Fund
121 Equilibrium Capital Management Inc.
Canada
Mutual Fund
122 Equitable Bank
Canada
123 Equity Financial Trust Company
Canada
GIC's
124 Excalibur Capital Management Inc.
Excalibur Small Cap Opportunities LP
Excalibur Limited Partnership
Canada
Hedge Fund / Limited Partnership
125 Excel Funds Management Inc.
Canada
Mutual Fund
126 Faircourt Asset Management Inc.
Faircourt Dividend Fund (Mutual Fund)
Canada
127 Fidelity Investments Canada ULC
Canada
Mutual Fund
128 Fiducie Desjardins Inc.
Canada
Mutual Fund
129 Fiera Capital Corporation
Canada
Mutual Fund / Hedge Fund
130 Fiera Quantum Limited Partnership
Canada
Pooled Fund / Hedge Funds
131 FIL Limited
Outre-mer
Mutual Fund
132 Financière des professionnels - Fonds d’investissement inc.
Canada
Mutual Fund
133 First Asset Investment Management Inc.
Canada
Mutual Fund
134 First Reliance Asset Management
First Reliance Real Estate Investment Trust
Canada
REIT
135 Fondaction, Le Fonds De Develop. de la Confed. des Synd. Nati
Canada
Mutual Fund
136 Fonds Desjardins (Fiducie Desjardins)
Canada
Mutual Fund
137 Forge First Asset Management Inc.
Forge First Multi-Strategy Trust
Forge First Long Short Trust
Canada
Unit Trust
138 Formula Growth Limited
Formula Growth Hedge Funds Class A
Formula Growth Hedge Funds Class F
Canada
Canada
Pooled Fund
Faircourt Pooled Monthly Income Fund (Pooled Fund)
Formula Growth Fund
139 Foyston, Gordon & Payne Inc.
Page 7 de 21
Pays
Type de Produits
Canada
141 Franklin Templeton Investor Services
Franklin California, Tax Free Income Fund
É.-U.
Mutual Fund
142 Front Street Capital 2004
Canada
Mutual Fund
143 FrontFour Capital Corp.
FrontFour Opportunity Fund
Canada
Mutual Fund
144 FT Portfolios Canada Co.
Canada
Mutual Fund
145 Fulcra Asset Management Inc.
Fulcra Focused Yield Fund
Canada
Mutual Fund
146 Gabelli Funds (The)
É.-U.
Mutual Fund
147 Galileo Global Equity Advisors Inc.
Canada
Pooled Fund
148 Galliant Advisors LP
Galliant Equity Long/Short Fund LP
Canada
Investment Funds
149 GCIC Ltd.
Dynamic Mutual Funds
Canada
Mutual Fund
FGP Funds
Family of Pooled Funds
140 Franklin Templeton Investments Corp.
Bissett Mutual Funds
Franklin Templeton Mutual Funds
Includes mutual funds, hedge funds,labored sponsored funds, GIC's, Linked
Notes Deposit Accounts,Limted Partnerships/PPN's, Structured Notes
150 General Bank of Canada
Canada
GIC's
151 GenFund Management Inc.
Canada
Mutual Fund
152 Genus Capital Management
Canada
Pooled Fund
153 Gestion Ferique
Canada
Mutual Fund
154 GFI Investment Counsel Ltd.
Good Funds
Canada
Hedge Fund
155 Global Growth Assets Inc.
Canada
Mutual Fund
156 Globevest Capital Ltee.
Canada
157 Gold Investment Management Ltd.
FC Fund
Canada
Hedge Fund
158 Goodman & Company, Investment Counsel, Inc.
Goodman Bluespring Fund
Canada
Pooled Fund
159 Goodwood Inc.
Goodwood Funds
Canada
Mutual Fund
160 Government of Quebec (for Placements Quebec)
Canada
Other
161 Grafton Asset Management Inc.
Canada
Unit Trust
Page 8 de 21
Pays
Type de Produits
162 Greenchip Financial Corp.
Canada
Pooled Fund
163 Groundlayer Capital Inc.
The Alpha II Fund
Canada
Limited Partnership
164 Growth Works Atlantic Ltd.
GrowthWorks Atlantic Venture Fund Ltd.
Canada
165 Growth Works Capital Ltd.
Working Opportunity Fund (EVCC) Ltd.
Canada
166 Growth Works WV Management Ltd.
GrowthWorks Commercialization Fund Ltd.
GrowthWorks Canadien Fund Ltd.
Canada
167 Guardian Capital LP
Guardian Funds
Vega Funds
Canada
Pooled Fund
168 Hamilton Capital Partners Inc.
Canada
Limited Partnership
169 Harvest Portfolios Group Inc.
Harvest Banks & Buildings Income Fund
Canada
Mutual Fund
170 Hemisphere Capital Management Inc.
Canada
Pooled Fund
171 Hesperian Capital Management Ltd.
Norrep Group of Funds
Canada
Mutual Fund
172 Heward Investment Management Inc.
Canada
Pooled Fund
173 HGC Investment Management Inc.
HGC Arbitrage Fund LP
Canada
Limited Partnership
174 Highstreet Asset Management Inc.
Canada
Mutual Fund
175 Highwater Capital Management Corp.
Highwater Diversified Opportunities Fund
Canada
Limited Partnership
176 Hillsdale Investment Management Inc.
Canada
Mutual Fund
177 Home Trust Company
Canada
178 HomEquity Bank
Canada
GIC's
179 Horizons ETFs Management (Canada) Inc.
Canada
Unit Trust
180 HR Strategies Inc.
Canada
Pooled Fund
181 HSBC Bank Canada
Structured Alternative Investment Return Securities
Canada
Mutual Fund
182 HSBC Investment Funds (Canada) Inc.
Canada
Mutual Fund
183 Hymas Investment Management Inc.
Malachite Aggressive Preferred Fund
Canada
Global Energy Growth Fund
Vector Funds
Page 9 de 21
Pays
Type de Produits
184 I.A. Michael Investment Counsel Ltd.
ABC Funds
Canada
Mutual Fund
185 I.G. Investment Management Ltd.
Canada
Mutual Fund
186 IA Clarington Investments Inc.
Canada
Mutual Fund
187 ICICI Bank Canada
Canada
Investment Savings Account / GIC's
188 Industrial Alliance Pacific Insurance and Financial Services Inc.
Canada
Segregated Fund
189 Industrial Alliance Trust Inc.
Canada
GIC's
190 Industrielle Alliance, Assurance et services financiers inc.
Canada
Segregated Fund
191 ING Investment Management Inc.
Canada
Mutual Fund
192 Integra Capital Management Corp.
Canada
Mutual Fund
193 Invesco Canada Ltd.
Canada
194 Investec Asset Management Guernsey Ltd.
Outre-mer
Mutual Fund
195 Investec Asset Management Limited
Outre-mer
Mutual Fund
196 Invico Capital Corporation
Canada
Limited Partnership
197 Island Savings Credit Union
Canada
GIC's
198 J. Zechner Associates Inc.
Pooled Income Fund
Pooled Bond Fund
Canada
Pooled Fund
199 J.C. Clark Ltd.
Canada
Pooled Fund
200 Jarislowsky Fraser Co. Ltd.
Canada
Mutual Fund
201 JDM Investments Partners Ltd.
Investment Partners Fund
Canada
Pooled Fund
202 JM Fund Management Inc.
JM Catalyst Fund
Canada
Hedge Fund
203 JovFinancial Solutions Inc.
Canada
Mutual Fund
204 K J Harrison & Partners Inc.
Canada
Pooled Fund
205 K2 & Associates Investment Management Inc.
The K2 Principal Trust
Canada
Mutual Fund Trust
Canadian Equity Pooled Fund
Pooled Balanced Fund
Special Equity Fund
Page 10 de 21
Pays
Type de Produits
Canada
Hedge Fund
207 Kensington Capital Advisors Inc.
Canada
Private Equity Fund
208 KFL Capital Management Ltd.
KFL Partners' Fund LP
Canada
Limited Partnership
209 Kingwest & Company
Canada
210 Kootenay Capital Management Corp.
Kootney Energy RSP Fund
Canada
Limited Partnership
211 Korea Exchange Bank of Canada
Canada
GIC's
212 Landry Investment Management Inc.
Canada
Mutual Fund
213 Laurentian Bank of Canada
Includes B2B Trust term deposits
Canada
GIC's
214 Laurentian Trust of Canada Inc.
Canada
GIC's
215 Laurus Investment Counsel
Canada
Pooled Fund
216 Lawrence Park Capital Partners Ltd.
Lawrence Park Capital Partners
Canada
Hedge Fund
217 LBC Trust
Canada
GIC's
218 LDIC Inc.
LDIC North American Energy Infrastructure Fund
Canada
Mutual Fund
219 Le Fonds de Solidarite des travailleurs du Quebec (F.T.Q.)
Canada
Mutual Fund
220 Legg Mason Canada Inc.
Canada
Mutual Fund
221 Legg Mason Global Funds PLC
Outre-mer
Mutual Fund
222 Leith Wheeler Investment Funds
Canada
Mutual Fund
223 Leon Frazer & Associates Inc.
Canada
Mutual Fund
224 Lester Asset Management Inc.
Canada
Mutual Fund
225 Lightwater Partners Ltd.
Lightwater Long/Short Funds
Canada
Hedge Fund
226 Lincluden Investment Management Limited
Canada
227 Longbow Capital Inc.
Canada
Mutual Fund
206 KCS Fund Strategies Inc.
KCS Fund Strategies Inc.
Absolute Core Return Fund
KCS Great White North Fund
Kooteny Global Energy Absolute Return Fund Ltd. Partnership
Page 11 de 21
Pays
Type de Produits
228 Lysander Funds Limited
Canada
Mutual Fund
229 Mackenzie Financial Corp.
Canada
230 Mackie Research Capital Corporation
The Absolute Resource Company L.P.
Canada
Mutual Fund
Canada
Pooled Fund
232 Majestic Asset Management LLC
Altervest Absolute Reit Fund - Series A, F and I
Majestic Global Diversified Fund - Series A, F and I
Canada
233 Man Investments Canada Corp.
Canada
Hedge Fund
234 Manufacturers Life Insurance Co. (The)
Deferred Annuities
Canada
GIC's / Segregated Fund
235 Manulife Asset Management Limited
Manulife Financial Corp family of funds
Canada
Grafton Energy Growth Fund
231 MacNicol & Associates Asset Management Inc.
The Global Opportunities Fund (LP)
The Absolute Return Fund (LP)
The Emergence Fund (LP)
The Conservative Income Fund (LP)
360 Degree U.S. Reality Income Fund
Manulife Canadian Real Estate Investment Fund - Pooled Fund, Limited Partn
236 Manulife Bank of Canada
Canada
237 Manulife Trust Company
Canada
238 Maple Trust Company
Canada
GIC's
239 Marquest Asset Management Inc.
Canada
Marquest Mining Quebec 2013-I Super Flow-Through Limited Partnership
Marquest Mining 2013-I Super Flow-Through Limited Partnership
Marquest Mining B.C. 2013-I Super Flow-Through Limited Partnership
Marquest-MineralFields 2012-II Super Flow-Through Limited Partnership
Marquest Investment Fund
Marquest Mining B C 2014-I Super Flow-Through LP
Marquest Bridge Fund
Marquest Mutual Funds Inc. - Various
Marquest-MineralFields Quebec 2012 Super Flow-Through Limited Partnershi
Marquest-MineralFields 2012 Super Flow-Through Limited Partnership
Marquest Mining 2013-II Super Flow-Through Limited Partnership
Marquest Mining 2014-I Super Flow_through LP
Marquest Mining Quebec 2014-I Super Flow-Through LP
Matrix Fund Management family of mutual funds
MineralFields 2011-V Super Flow - Through Limited Partnership
MineralFields 2011 Super Flow - Through Limited Partnership
Marquest Mining Quebec 2013-II Super Flow-Through Lmited Partnership
240 Marret Asset Management Inc.
Marret
Canada
Hedge Fund
241 Matco Financial Inc.
Canada
Mutual Fund
Page 12 de 21
Pays
Type de Produits
242 Mawer Investment Management Ltd.
Canada
Mutual Fund
243 Maxam Capital Management Ltd.
Canada
Mutual Fund
244 MCAN Mortgage Corporation
Canada
GIC's
245 McElvaine Investment Management Ltd.
The McElvaine Investment Trust
Canada
Mutual Fund
246 McLean Budden Limited (Royal Trust)
Canada
Mutual Fund
247 MD Management
MD Group of Funds
Canada
Mutual Fund
248 MD Private Trust Company
Canada
Mutual Fund
249 Meckelborg Financial Group Ltd.
MFG Diversified Strategy Fund
Canada
Mutual Fund Trust
250 Merrill Lynch Canada Inc.
Canada
Linked Notes
251 Middlefield Limited
Canada
Mutual Fund
252 Montrusco Bolton Investment Inc.
Bolton Tremblay Funds inc.
Canada
Mutual Fund
253 Morgan Meighen & Associates Limited
Smedley Fund Family
Canada
Pooled Fund
254 Morguard Financial Corp.
Morguard Real Estate Equity Fund
Canada
Unit Trust
255 Natcan Investment Management Inc.
Canada
256 Natcan Trust Company
Natcan Trust
Canada
Mutual Fund
257 National Bank of Canada
Natcan Trust
National Bank Trust
Canada
GIC's / Principal Protected Notes
258 National Bank Securities Inc.
Includes PPN's
National Bank Mutual Funds
Canada
Mutual Funds / GIC's / Inv. Savings Acct
259 National Bank Trust Inc.
National Bank Trust
Canada
Mutual Fund
260 National Trust Company
Family of Funds
Canada
Mutual Fund
261 NewGen Asset Management Limited
Canada
Unit Trust
262 Newport Private Wealth Inc.
Canada
Mutual Fund
MFI series of funds
First Marathon Inc.
Altamira Mutual Funds
Tourism & Entertainment Growth Fund Inc.
Page 13 de 21
Pays
Type de Produits
263 NexGen Financial Limited Partnership
Canada
Mutual Fund
264 Nicola Wealth Management Ltd.
NWM U.S. Equity Income Fund
Canada
265 North Growth Management Ltd.
Canada
Mutual Fund
266 Northern Savings Credit Union
Terrace & District Credit Union
Canada
GIC's
267 Northwest & Ethical Investments L.P.
Canada
Mutual Fund
268 Ocean Rock Investments Inc.
Canada
Mutual Fund
269 O'Leary Funds Management LP
Canada
Mutual Fund
270 Omista Credit Union Limited
Canada
GIC's
271 One Financial Corporation
Canada
Mutual Fund / Hedge Fund / GIC's
272 Onex Credit Partners, LLC
Onex Credit Partners LLC
Canada
Pooled Fund
273 Orientation Finance inc.
Canada
Pooled Fund
274 Pacific & Western Bank of Canada
Canada
GIC's / Other
275 Palisade Capital Management Ltd.
Canada
Mutual Fund/Pooled Fund/Ltd. Partnership
276 Palos Management Inc.
Rendez-vous Global Equity Fund LP - $CDN and $US
Canada
Canada
Hedge Fund / Limited Partnership
NWM High Yield Bond Fund
NWM Global Bond Fund
NWM Strategic Income Fund
NWM Core Portfolio Fund
NWM Alternative Strategies Fund
NWM Private Equity Limited Partnership
SPIRE US Limited Partnership
NWM Canadian Tactical High Income Fund
NWM Balanced Mortgage Fund
SPIRE Real Estate Limited Partnership
NWM Real Estate Fund
NWM Preferred Share Fund
NWM Bond Fund
NWM Precious Metals Fund
NWM Global Equity Fund
NWM Primary Mortgage Fund
NWM U.S. Tactical High Income Fund
OCP Debt Opportunity Class
Palos Family of funds
277 Pan Asset Management Ltd.
Iron Fund LP
Page 14 de 21
Pays
Type de Produits
278 Pavilion Advisory Group Ltd.
Canada
Pooled Fund
279 Peace Hill Trust Company
Canada
GIC's
280 Pembroke Private Wealth Management Ltd.
Canada
281 Penbrooke Partners Investment Management Ltd.
Penbrooke Opportunities Fund LP
Canada
282 PenderFund Capital Management Ltd.
Canada
Labor Spons. Fund / Ven. Cap. Fund
283 Peoples Trust Company
Canada
GIC's
284 Perennial Asset Management Corp.
Perennial Canadian Equity Portfolio
Perennial Fixed Income Portfolio
Canada
Mutual Fund
285 Performance Capital Ltd.
Canada
Hedge Fund
286 Periscope Capital Inc.
Canada
Pooled Fund / Limited Partnership
287 PFM Venture Capital Operations Inc.
SaskWorks Venture Fund Inc.
Canada
288 Picton Mahoney Asset Management
Canada
Hedge Fund
289 PIMCO Canada Corp.
Canada
290 PIMCO Global Advisors (Ireland) Limited
PIMCO Funds - Global Investor Services
Outre-mer
Mutual Fund
291 Polar Securities Inc.
Polar Fund Management II Inc.
Canada
Hedge Fund
Canada
Mutual Fund
293 Portland India Select Business Portfolio Inc.
Outre-mer
Mutual Fund
294 Portland Investment Counsel Inc.
Canada
Investment Funds / Limited Partnership
295 President's Choice Bank
Canada
GIC's
296 Primevest Capital Corp.
Canada
Hedge Fund
297 Pro-Financial Asset Management Inc.
Canada
Hedge Fund/Linked Notes/Mutual Fund
298 Propel Capital Corporation
Canadian Large CAP Enhanced Fund
Canada
Limited Partnership
Altairis
292 Portfolio Strategies Securities Inc.
Foundation Tactical Balanced Portfolio
Foundation Equity Portfolio
Foundation Yield Portfolio
Foundation Tactical Growth Portfolio
Foundation Tactical Conservative Portfolio
Page 15 de 21
Pays
Type de Produits
299 Provisus Wealth Management Limited
Canada
Pooled Fund
300 Purpose Investments Inc.
Purpose Funds Series A, F & I
Canada
Mutual Fund
301 Pursuit Financial Management Corp.
Canada
Mutual Fund
302 Putnam Investment Inc.
Canada
Mutual Fund
303 Quadrant Asset Management
QAM Tracking Pools
Canada
Pooled Fund
304 Quantum Leap Asset Management Limited
Quantum Leap Mortgage Investment Fund
Canada
Mutual Fund
305 QV Investors Inc.
QV Pooled Funds
Canada
Pooled Fund
306 Qwest Investment Fund Management Ltd.
Canada
307 R.E.G.A.R. Gestion Privee Inc.
Canada
Pooled Fund
308 R.N. Croft Financial Group Inc.
Canada
Mutual Fund
309 Radiant Investment Management Ltd.
Radiant Performance Fund LP
Canada
310 Radin Capital Partners Inc.
Radin Capital Partners
Canada
Pooled Fund
311 Rayne Capital Management Inc.
Rayne Capital Opportunities Trust
Canada
Pooled Fund
312 RBC Dominion Securities Inc.
Canada
Linked Notes
313 RBC Global Asset Management Inc.
Canada
314 RBC Life Insurance Company
Canada
Segregated Fund
315 Redwood Asset Management Inc.
Ark Fund Management family of funds
Redwood Asset Management family of funds
Canada
316 Resmor Trust Company
Canada
GIC's
317 Resolute Funds Ltd.
Canada
Mutual Fund
318 Return on Innovation Advisors Ltd.
Pooled Funds
Canada
Mutual Fund / Labor Sponsored Fund
319 Rival Capital Management Inc.
Rival North American RRSP Growth Fund
Rival North American Growth Fund L.P.
Canada
320 River Plate House Capital Management Inc.
Canada
Pooled Fund
Rayne Capital Opportunities Fund LP
Rayne Capital LP
Page 16 de 21
Pays
Type de Produits
321 Roadmap Capital Inc.
Canada
Pooled Fund
322 Robson Capital Management Inc.
Canada
Hedge Fund
323 Ross Smith Asset Management Inc.
Ross Smith Capital Investment Fund
Canada
Mutual Fund Trust
Canada
Pooled Fund
325 Royal & Sun Alliance Life Insurance Co. (Canada)
Canada
Segregated Fund
326 Royal Bank of Canada
Royal Trust Company (The)
Canada
Canada
Mutual Fund
328 RP Investment Advisors
Canada
329 Russell Investments Canada Limited
Life Points mutual funds
Canada
Mutual Fund
330 Sanford C. Bernstein & Co. LLC
É.-U.
Mutual Fund
331 Scotia Capital Inc.
The Bank of Nova Scotia Structured Deposit Notes - Apr 26-07
Canada
Mutual Fund
332 Scotia Securities Inc.
Canada
Mutual Fund
333 Scotiabank & Trust (Cayman) Ltd.
Outre-mer
Mutual Fund
334 Seamark Asset Management Ltd.
Canada
335 SEI Investment Canada Company
Canada
Mutual Fund
Ross Smith Opportunity Fund
324 Roundtable Capital Partners Inc.
Roundtable Focus Equity Fund
Roundtable Everkey Global Fund
Roundtable Dividend & Income Fund
Roundtable Growth Fund
Merchant Private Trust
Royal Trust Corp.
Royal Bank Mortgage Corp.
Connor Clark Private
Royal Bank of Canada
327 Royal Trust Company (The)
Classified Investment Trusts
RT Capital Inc.
T.A.L. Investment Pooled Funds
T.A.L. Private Management Pooled Funds
The First American Fund
The Protected American Fund
First Trust Canada Funds
Soverign mutual funds
Russel Group mutual funds
Cassels Blaikie Canadian Fund (U.S.)
Scotia Capital family of funds
Pinnacle family of funds - May 7-07
Page 17 de 21
Pays
Type de Produits
336 Sentry Select Capital Inc.
Canada
Mutual Fund
337 Sentry Select Investments Inc.
Canada
Hedge Fund
338 Seymour Investment Management Ltd.
Seymour Canadian Equity Fund
Canada
Pooled Fund
339 Sherpa Asset Management Inc.
Canada
Mutual Fund
340 Silvercove Fund Management Ltd.
Canada
Pooled Fund
341 Silvercreek Management Inc.
Silvercreek family of funds
Canada
Limited Partnership
342 Societe Generale (Canada)
CI Protected Coverage Notes, Series 1
Canada
Principal Protected Note
343 Spartan Fund Management Inc.
Thales Fund Management Inc. family of funds
Spartan Fund Management Inc. family of funds
Canada
Hedge Fund
344 Sprott Asset Management L.P.
Sprott Mutual Funds
Canada
Canada
GIC's / Segregated Fund
346 Standard Life Mutual Funds Ltd.
Canada
Mutual Fund
347 Standard Life Trust Company
Canada
Mutual Fund
348 Stanton Asset Management Inc.
Canada
Hedge Fund
349 State Bank of India (Canada)
Canada
GIC's
350 Steadyhand Investment Management Ltd.
Steadyhand Global Equity Fund
Steadyhand Savings Fund
Canada
Mutual Fund
351 Steinbach Credit Union Limited
GICs
Canada
GIC's
352 Stella Maris Credit Union Ltd.
Canada
GIC's
353 Stephenson & Company Capital Management Inc.
Stephenson & Company North American Opportunity Fund LP
Canada
Limited Partnership
354 Stone Asset Management Limited
Canada
Mutual Fund
Seymour Performance Fund
Sprott Hedge Funds
Sprott Flow-Through Limited Partnerships
Sprott Closed-End Funds
345 Standard Life Assurance Company of Canada (The)
Guaranteed Interest Rate Contracts
Ideal Segregated Funds
Steadyhand Income Fund
Steadyhand Small Cap Equity Fund
Steadyhand Equity Fund
Page 18 de 21
Pays
Type de Produits
355 Strathbridge Asset Management Inc.
Canada
Mutual Fund
356 Stratigis Capital Advisors Inc.
Uber Strategies LP
Canada
Limited Partnership
357 Successful Investor Wealth Management Inc.
Canada
Pooled Fund
358 Sun Life Assurance Co. (Canada)
Individual Variable Insurance Contracts
Canada
Segregated Fund
359 Sun Life Financial Trust Inc.
Canada
GIC's
Goforth Technical Fund LP
360 Sun Life Global Investments (Canada) Inc./Placements mondiau Canada
Investment Funds
361 Sunshine Coast Credit Union
Canada
GIC's
362 SW8 Asset Management Inc.
Canada
Hedge Fund
363 T.E. Investment Counsel Inc.
Prosperity Mutual Funds
Canada
Mutual Fund
364 Tangerine Bank
Canada
365 Taylor Asset Management Inc.
Taylor Partners Fund
Canada
Pooled Fund
366 TD Asset Management Inc.
Canada
Mutual Fund / Inv. Savings Account
367 TD Bank Financial Group
TD Pacific Mortgage Corp. - GIC's
TD Bank - GIC's & Linked Notes
Canada
GIC's / Linked Notes
368 TD Securities Inc.
Canada
Linked Notes
369 Templeton Global Advisors Ltd.
Outre-mer
Mutual Fund
370 Terra Fund Management Ltd.
Canada
371 Tetrem Capital Management Ltd.
Canada
Pooled Fund
372 Third Eye Capital Management Inc.
Third Eye Capital Alternative Credit Trust
Canada
Pooled Fund
373 Thornmark Asset Management Inc.
Thornmark Investment Funds
Canada
Pooled Fund
374 Timelo Investment Management Inc.
Timelo Strategic Opportunities Fund
Canada
Limited Partnership
375 TIS Preservation & Growth Fund/Accilent Capital Management.
TIS Preservation & Growth Fund Class A and Class F Units
Canada
Mutual Fund
376 Toronto Trust Management Ltd.
Friedberg Mercantile Group family of funds
Canada
Hedge Fund
The Canada Trust Compay - GIC's
TD Mortgage Corp. - GIC's
Page 19 de 21
Pays
Type de Produits
377 Tradex Management Inc.
Canada
Mutual Fund
378 Transamerica Life Canada
Canada
379 Trapeze Asset Management Inc.
Trapeze Value Trust
Canada
Pooled Fund
380 Trez Capital Corporation
Canada
Income Trust
381 Tri Delta Investment Counsel Inc.
TriDelta High Income Balanced Fund
Canada
Pooled Fund
382 Trimark Trust
Canada
GIC's
383 Triumph Asset Management Inc.
Triumph Capital Appreciation Fund LP
Canada
Limited Partnership
384 Trivest Wealth Counsel Ltd.
Canada
Pooled Fund
385 Turtle Creek Asset Management Inc.
Turtle Creek Investment Fund
Canada
Pooled Fund
386 UBS Global Asset Management (Canada) Co.
UBS (Canada) Balanced Fund A
Canada
Pooled Fund
387 Value Partners Investment Inc.
Canada
Mutual Fund
388 Value-Contrarian Asset Management Inc.
Canada
Mutual Fund
389 Vancouver City Savings Credit Union
Canada
GIC's
390 Vantage Asset Management Inc.
Vantage Protected Performance Fund
Canada
Pooled Fund
391 Vantage Point Investment Management Inc.
The Vantage Point Funds
Canada
Mutual Fund
392 Venator Capital Management Ltd.
Venator family of mutual funds
Canada
Hedge Fund
393 Vertex One Asset Management Inc.
Canada
Mutual Fund
394 Vision Capital Corporation
Canada
Hedge Fund
395 VL Advisors Inc.
Canada
Mutual Fund / Labor Sponsored Fund
396 W.A. Robinson & Associates Ltd.
Mortgage Investment Corporation of Eastern Ontario (MICEO)
Canada
Mortgage Investment Fund
397 WARATAH Capital Advisors Ltd.
Waratah fund family
Canada
398 Wave Cycle Mutual Funds Ltd.
Business Cycle Funds
Canada
Mutual Fund
399 Wealhouse Capital Limited Partnership
Panorama Fund
Canada
Turtle Creek Equity Fund
Frontenac Mortgage Investment Corp.
Page 20 de 21
Pays
Type de Produits
Canada
Pooled Fund
401 West Face Capital Inc.
WFC Opportunities Trust
Canada
Mutual Fund
402 Westcap Mgt. Ltd.
Golden Opportunities Fund Inc.
Canada
Mutual Fund
403 Westminster Savings Credit Union
Canada
Mutual Fund / Segregated Fund / GIC's
404 Windsor Family Credit Union
Canada
GIC's
405 Wolverine Asset Management Ltd.
Wolverine Opportunity Fund
Canada
Mutual Fund
406 Yorkville Asset Management Inc.
Heritage Yorkville Mutual Funds
Canada
Mutual Fund
Canada
Mutual Fund
Panorama Private Client Fund
400 WealthCo Asset Management Inc.
WealthCo Asset Management Inc.
WealthCo Pooled Funds
Southbridge Health Care Fund
407 YTM Capital Asset Management Ltd.
Note:
Pour que les produits de placement (y compris les fonds de placement, les fonds distincts, les certificats de placement garanti et d’autres titres de dépôt)
émis sous forme d'inscription en compte par une société ou son mandataire puissent être considérés comme un lieu agréé de dépôt de valeurs, la société
ou son mandataire peut, entre autres, conclure une convention de garde avec OCRCVM, énonçant les modalités aux termes desquelles ces titres sont
déposés et comprenant des clauses selon lesquelles aucun usage ni aucune disposition des titres ne sera effectué sans le consentement écrit préalable du
membre et mentionnant que les titres pourront être livrés au membre sans délai sur demande. OCRCVM a signé ces conventions au nom des membres
d'OAR de façon à réduire la nécessité pour la société ou son mandataire de conclure des conventions individuelles avec chaque member avec lequel il
fait affaire.
Une autre façon pour la société ou son mandataire d'être considéré comme un lieu agréé de dépôt de valeurs est que le membre conclue une convention
de garde, conforme aux règlements d'OAR, avec la société ou le mandataire.
Sauf indication contraire, une société d'organismes de placement collectif ou un gérant de fonds dont le nom figure sur la présente liste a signé une
convention seulement pour son groupe de fonds. Lorsque la société d'organismes de placement collectif ou le gérant de fonds gère un organisme de
placement collectif tiers, il doit signer une convention distincte. Dans un tel cas, la liste indiquera le ou les organismes de placement collectif tiers régis
par la convention.
* La convention demeure valide à des fins réglementaires durant la période où le dépositaire est sous séquestre.
Page 21 de 21
Changements de dénomination et fusions depuis le Janvier 1, 2014
Gestionnaires de fond
Pays
Type de Produits
Date
Commentaire
1
ING Bank of Canada
Canada
Mutual Funds / GIC's / 6/30/2014
Inv. Savings Acct
Nom changé pour Tangerine
Bank
2
Bonavista Asset Management Ltd.
Canada
Pooled Fund
7/31/2014
Fusionnée à RBC Global Asset
Management Inc.
3
Brigata Capital Management Inc.
Canada
Mutual Fund
7/31/2014
Fusionnée à Counsel Portfolio
Services Inc.
Brigata Canadian Equity Fund
Brigata Canadian Balanced Fund
4
Galileo Funds Inc.
Canada
Mutual Fund
7/31/2014
Nom changé pour Galileo
Global Advisors Inc.
5
Horizons Investment Management
Inc.
Canada
Unit Trust
7/31/2014
Nom changé pour Horizons
ETFs Management (Canada)
Inc.
Lioncrest Funds
Changements de dénomination et fusions
Page 1 de 1
Suppressions de la depuis le Janvier 1, 2014
Pays
Type de Produits
1
Salida Capital LP
Suppressions de la liste
Canada
Date de
Raison du Suppressions
suppression
7/31/2014
A cessé ses activités et n’est
pas inscrit
Page 1 de 1
Ajouts à la liste depuis le Janvier 1, 2014
Pays
Type de Produits
Date de
l'approbation
1
CFF Bank
Canada
GIC's
1/14/2014
2
WealthCo Pooled Funds
Canada
Pooled Fund
2/19/2014
3
Alignvest Capital Management Inc.
Alignvest Opportunities Fund Trust
Alignvest Income Fund Trust
Canada
Hedge Fund
2/24/2014
4
AHF Capital Partners Inc.
AHF Credit Opportunities Fund - Series A, F and I
Canada
3/3/2014
5
BMO Life Assurance Company
BMO Guaranteed Investment Funds
Canada
Segregated Fund
3/20/2014
6
Goodman & Company, Investment Counsel, Inc.
Goodman Bluespring Fund
Canada
Pooled Fund
3/20/2014
7
Majestic Asset Management LLC
Majestic Global Diversified Fund - Series A, F and I
Canada
3/21/2014
Altervest Absolute Reit Fund - Series A, F and I
8
Vantage Asset Management Inc.
Vantage Protected Performance Fund
Canada
Pooled Fund
4/28/2014
9
Forge First Asset Management Inc.
Forge First Long Short Trust
Canada
Unit Trust
5/1/2014
Forge First Multi-Strategy Trust
10
Timelo Investment Management Inc.
Timelo Strategic Opportunities Fund
Canada
Limited Partnership
5/9/2014
11
Bristol Gate Capital Partners Inc.
Bristol Gate U.S. Equity Fund LP
Canada
5/15/2014
12
Lightwater Partners Ltd.
Lightwater Long/Short Funds
Canada
Hedge Fund
5/21/2014
13
Addenda Capital Inc.
Addenda Pooled Funds
Canada
Pooled Fund
6/6/2014
14
HGC Investment Management Inc.
HGC Arbitrage Fund LP
Canada
Limited Partnership
6/16/2014
15
Delbrook Capital Advisors Inc.
Delbrook Resource Opportunities Fund
Canada
Mutual Fund
6/24/2014
16
Broadview Capital Management Inc.
Broadview Dark Horse LP
Canada
Limited Partnership
6/26/2014
Ajouts à la liste
Page 1 de 2
Pays
Type de Produits
Date de
l'approbation
17
Tangerine Bank
Canada
6/26/2014
18
Galileo Global Equity Advisors Inc.
Canada
Pooled Fund
7/31/2014
19
Horizons ETFs Management (Canada) Inc.
Canada
Unit Trust
7/31/2014
20
Steinbach Credit Union Limited
GICs
Canada
GIC's
8/14/2014
21
Vantage Point Investment Management Inc.
The Vantage Point Funds
Canada
Mutual Fund
8/14/2014
22
Laurus Investment Counsel
Canada
Pooled Fund
8/15/2014
23
Brookfield Investment Management (Canada) Inc.
Canada
Pooled Fund
8/26/2014
24
Canada
Stephenson & Company Capital Management Inc.
Stephenson & Company North American Opportunity Fund L
Limited Partnership
8/26/2014
25
Acernis Capital Management Inc.
Acernis Funds (Class A Units & Class F Units)
Canada
Unit Trust
9/8/2014
26
Rayne Capital Management Inc.
Rayne Capital LP
Canada
Pooled Fund
10/6/2014
Rayne Capital Opportunities Fund LP
Rayne Capital Opportunities Trust
27
EnTrust Focus Partners LP
EnTrust 49 Focus Fund
Canada
Unit Trust
11/5/2014
28
KFL Capital Management Ltd.
KFL Partners' Fund LP
Canada
Limited Partnership
12/15/201
Ajouts à la liste
Page 2 de 2

Fund Managers Approved

Transcription

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